Paul Moss is a CFP-designated registered investment advisor at LPL Financial LLC, based in Big Canoe, GA, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Big Canoe, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Paul is associated with Main Street Advisors, Inc. as a DBA for LPL business, dedicating minimal time. He is also an officer/president at Grady Moss & Associates Inc. since 1991.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
The Financial Planning Center, INC.
Sunamerica Securities, INC.Broker
Princor Financial Services CorporationBroker
H. Beck, INC.Broker
Sunamerica Securities, INC.Broker
Ifg Network Securities, INC.Broker
Planned Investments INC.Broker
First American National Securities, INC.Broker
First American National Securities, INC.Broker
Cornerstone Financial Services, INC.Broker
Westamerica Financial CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.