TrueAdvisor
TrueAdvisor
PM
CFP
PM
CFP

Paul Moss

LPL Financial LLC
47 Years of Experience
Cartersville, GA
Broker
View SEC Summary
View SEC Summary

Paul Moss is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cartersville, GA, with 47 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

319 E Church St Ste B, Cartersville, GA, 30120-3352

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Paul is associated with Main Street Advisors, Inc. as a DBA for LPL business, dedicating minimal time. He is also an officer/president at Grady Moss & Associates Inc. since 1991.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
January 2005 - February 2018 · 13 yrs 1 mo
Invest Financial CorporationBroker
January 2005 - February 2018 · 13 yrs 1 mo
The Financial Planning Center, INC.
July 2003 - December 2005 · 2 yrs 5 mos
Sunamerica Securities, INC.Broker
November 1998 - February 2005 · 6 yrs 3 mos
Princor Financial Services CorporationBroker
January 1998 - November 1998 · 10 mos
H. Beck, INC.Broker
February 1997 - December 1997 · 10 mos
Sunamerica Securities, INC.Broker
April 1995 - February 1997 · 1 yr 10 mos
Ifg Network Securities, INC.Broker
January 1993 - April 1995 · 2 yrs 3 mos
Planned Investments INC.Broker
May 1991 - December 1992 · 1 yr 7 mos
First American National Securities, INC.Broker
January 1991 - June 1991 · 5 mos
First American National Securities, INC.Broker
January 1982 - December 1990 · 8 yrs 11 mos
Cornerstone Financial Services, INC.Broker
March 1981 - January 1982 · 10 mos
Westamerica Financial CorporationBroker
October 1978 - January 1981 · 2 yrs 3 mos
State Registrations24 states
AKALARAZCODCFLGAKYLAMNMOMSNCNJNMNVPASCTXVAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Cartersville, GA →All financial advisors in Georgia →