Anthony Iarocci is a registered investment advisor at Dca Advisory, LLC, based in Pasadena, CA, with 47 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Management fee is not negotiable but may be waived by DCA Advisory in its sole discretion.
Fee Estimator
Location
225 S. Lake Ave Penthouse, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony is the CEO of I Investment Group Inc., an accounting entity for wealth management revenues, spending minimal time on it. He is also president of Du Lac Investment Group and CEO/President of DCA Asset Management Inc., dedicating about half his time to the latter, and president, manager, and CCO for DCA Advisory LLC, spending minimal time on it.
Employment History
Current Registrations
Dca Advisory, LLC
Du Lac Investment Group, LLC
Wedbush Securities INC.
Wedbush Securities INC.Broker
Previous Registrations
Dean Witter Reynolds INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.