Roger Antony Sexter

Osaic Wealth, INC.

47 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningInvestment Management

Osaic Wealth, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

9179 advisors

Number of Clients

574,829 clients

Average Client Portfolio

$348K average

Assets Under Management

$200.3B

Fee Structure

Minimum Investment:$5.5K

Financial Planning:Investment management only

Location

15750 Venture Lane, Eden Prairie, MN, 55344

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

July 1992

Final

Customer Dispute

April 1992

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Roger is an insurance agent, a registered investment advisor representative with USAdvisors Wealth Management LLC, a notary public, and an antique dealer. He dedicates a few hours per week to both his RIA role and antique dealing, and minimal time to his insurance sales and notary public duties.

Employment History

Current Registrations

Osaic Wealth, INC.Broker

June 2024 - Present · 1 yr 8 mos

Usadvisors Wealth Management, LLC

January 2014 - Present · 12 yrs 1 mo

Previous Registrations

Securities America, INC.Broker

February 2010 - June 2024 · 14 yrs 4 mos

Financial Network Investment CorporationBroker

January 1991 - February 2010 · 19 yrs 1 mo

First Pacific Capital CorporationBroker

November 1989 - December 1990 · 1 yr 1 mo

Creative Equity Resources, INC.Broker

September 1983 - December 1989 · 6 yrs 3 mos

Waddell & Reed, INC.Broker

November 1978 - September 1983 · 4 yrs 10 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.