Roger Sexter
Roger Sexter is a registered investment advisor at Osaic Wealth, INC., based in Eden Prairie, MN, with 47 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
15750 Venture Lane, Eden Prairie, MN, 55344
Get directionsHistory
Regulatory History (2)
Regulatory
July 1992Customer Dispute
April 1992Other Business ActivitiesSells Insurance
Roger is an insurance agent, a registered investment advisor representative with USAdvisors Wealth Management LLC, a notary public, and an antique dealer. He dedicates a few hours per week to both his RIA role and antique dealing, and minimal time to his insurance sales and notary public duties.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Usadvisors Wealth Management, LLC
Previous Registrations
Securities America, INC.Broker
Financial Network Investment CorporationBroker
First Pacific Capital CorporationBroker
Creative Equity Resources, INC.Broker
Waddell & Reed, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.