Paul Stappas
Paul Stappas is a registered investment advisor at MML Investors Services, LLC, based in Neshanic Station, NJ, with 47 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Neshanic Station, NJ
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
May 1992Other Business Activities
Paul owns BMA, a bookkeeping services company, since 2004. He provides referrals and general management, dedicating a few hours per week to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Financial Network Investment CorporationBroker
W. S. Griffith & CO., INC.Broker
Chris Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.