RJ
RJ
Richard James is a registered investment advisor at Morgan Stanley, based in Longview, TX, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
911 W Loop 281, Suite 310, Longview, TX, 75604
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Regulatory History (2)
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Customer Dispute
April 2015Denied
Customer Dispute
October 2005Settled
Other Business Activities
Richard owns inherited land and mineral interests through T & M James Family LP, rental property, and is an LLC member of James Gang Properties LLC. He also has a trust, dedicating minimal time to these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
November 1978 - April 1988 · 9 yrs 5 mos
State Registrations26 states
AKARAZCACOCTFLGAILINLAMDMEMIMOMTNCNMNYOKTNTXVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.