Richard James is a registered investment advisor at Morgan Stanley, based in Longview, TX, with 47 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
911 W Loop 281, Suite 310, Longview, TX, 75604
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2015Customer Dispute
October 2005Other Business Activities
Richard owns inherited land and mineral interests through T & M James Family LP, rental property, and is an LLC member of James Gang Properties LLC. He also has a trust, dedicating minimal time to these activities outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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