Carolyn Mowlds is a registered investment advisor at Morgan Stanley, based in Sacramento, CA, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 Capitol Mall, Suite 1900, Sacramento, CA, 95814
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
November 1998 - April 2007 · 8 yrs 5 mos
Morgan Stanley Dw INC.Broker
March 1980 - April 2007 · 27 yrs 1 mo
Morgan, Olmstead, Kennedy & Gardner, IncorporatedBroker
August 1979 - March 1980 · 7 mos
Emmett a Larkin Company, INC.Broker
November 1978 - August 1979 · 9 mos
State Registrations19 states
ALARAZCACOFLHIIDMDMTNCNVNYORSCTXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.