Kathleen Nolan
Kathleen Nolan is a registered investment advisor at Ae Wealth Management, LLC, based in Wall, NJ, with 28 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 111,059 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AE Wealth Management charges a fee based on a percentage of your portfolio for both model portfolio solutions and direct asset management services. This fee is calculated monthly based on the average daily balance of your account and is billed at the end of the month. The specific fee is negotiable and can vary depending on factors such as the type of client, complexity, and the amount invested. The maximum annual fee is 2.5%. The fee includes a portion for AEWM and potentially a portion for the manager of the selected model portfolio. If you are a client of a Third-Party Registered Investment Advisor, they will determine whether AEWM's services are provided on a wrap fee or non-wrap fee basis.
Location
3350 Highway 138, Ste 111, Wall, NJ, 07719
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Regulatory History (1)
Regulatory
May 2011Other Business ActivitiesSells Insurance
Kathleen is the president/owner of Family Focus Financial Group and sells fixed insurance. This takes nearly full-time hours. She is also a marketing director for Sage Tuition Rewards and a joint owner of rental properties, dedicating minimal time to the latter.
Employment History
Current Registrations
Ae Wealth Management, LLC
Previous Registrations
Global Financial Private Capital, LLC
Brokers International Financial Services, LLC
Reap Financial Group, LLC
Family Focus Investment Advisors, LLC
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
R.C. Stamm and CompanyBroker
Bruns, Nordeman, Rea & CO.Broker
Janney Montgomery Scott INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.