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Kathleen Nolan

Ae Wealth Management, LLC
29 Years of Experience
Wall, NJ
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Kathleen Nolan is a registered investment advisor at Ae Wealth Management, LLC, based in Wall, NJ, with 29 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 128,073 clients with $50B in assets under management.

Ae Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
461 advisors
Number of Clients
128,073 clients
Average Client Portfolio
$389K average
Assets Under Management
$49.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable and set by individual investment advisor representatives up to a maximum annual rate of 2.50% (rates above 2.0% require compliance approval).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3350 Highway 138, Ste 111, Wall, NJ, 07719

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History

Regulatory History (1)
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Regulatory
May 2011
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kathleen is the president/owner of Family Focus Financial Group and sells fixed insurance. This takes nearly full-time hours. She is also a marketing director for Sage Tuition Rewards and a joint owner of rental properties, dedicating minimal time to the latter.

Employment History
Current Registrations
Ae Wealth Management, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Global Financial Private Capital, LLC
May 2012 - March 2017 · 4 yrs 10 mos
Brokers International Financial Services, LLC
July 2011 - May 2012 · 10 mos
Reap Financial Group, LLC
December 2009 - August 2011 · 1 yr 8 mos
Family Focus Investment Advisors, LLC
October 2009 - December 2009 · 2 mos
Metropolitan Life Insurance CompanyBroker
July 1992 - April 1997 · 4 yrs 9 mos
Metlife Securities INC.Broker
July 1992 - April 1997 · 4 yrs 9 mos
R.C. Stamm and CompanyBroker
January 1982 - February 1987 · 5 yrs 1 mo
Bruns, Nordeman, Rea & CO.Broker
January 1981 - September 1981 · 8 mos
Janney Montgomery Scott INC.Broker
November 1978 - February 1981 · 2 yrs 3 mos
State Registrations2 states
NJTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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