Kristian Sorensen is a registered investment advisor at RBC Capital Markets, LLC, based in San Jose, CA, with 46 years of industry experience. Kristian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
99 Almaden Boulevard, Suite 300, San Jose, CA, 95113-1603
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Kristian is a passive owner of The Cooperage American Grill restaurant since 2014, providing feedback on operations and dedicating minimal time. He also serves as a volunteer board member for Aldersly Garden Retirement Community since 2012, dedicating minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
U.S. Bancorp Piper Jaffray INC.Broker
Wells Fargo Securities INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Sutro & CO. IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.