Robert Compton is a registered investment advisor at Red Oak Financial Group, based in Towson, MD, with 47 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,202 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Red Oak Financial charges a single, combined fee for investment management and financial planning, based on the value of your portfolio. This fee can be up to 1.50% annually, paid quarterly in advance. The exact fee depends on the complexity of services, the amount of assets managed, and the overall relationship. Fees are negotiable. If Red Oak Financial recommends an independent manager, the total fee will not exceed 2.00% annually.
Location
403 Allegheny Avenue, Towson, MD, 21204
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is a board member at Jarrettsville Federal Savings Bank since 2014. He also works with Red Oak Financial as a DBA for LPL business and as a Third Party Administrator, dedicating about half his time to these activities. Additionally, Robert provides investment advisory services through Red Oak Financial Group, spending a few hours per week on this.
Employment History
Current Registrations
Red Oak Financial Group
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.