Robert Compton is a registered investment advisor at Red Oak Financial Group, based in Towson, MD, with 47 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 1,202 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Wealth management fee covers both investment management and financial planning, ranging up to 1.50% annually based on asset size, complexity, and relationship scope. Fees are negotiable.
Fee Estimator
Location
403 Allegheny Avenue, Towson, MD, 21204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Robert is a board member at Jarrettsville Federal Savings Bank since 2014. He also works with Red Oak Financial as a DBA for LPL business and as a Third Party Administrator, dedicating about half his time to these activities. Additionally, Robert provides investment advisory services through Red Oak Financial Group, spending a few hours per week on this.
Employment History
Current Registrations
Red Oak Financial Group
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Lincoln Financial Advisors CorporationBroker
Lincoln National Pension Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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