Carl Bass
Carl Bass is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Greensboro, NC, with 47 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
600 Green Valley Rd., Ste. 106, Greensboro, NC, 27408
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carl is an advisory representative of a registered investment advisor (RIA) and the President of Bass Financial Strategies, Inc., using a DBA. He is also an independent insurance agent and a senior elder at Westover Church, and a board member at Horsepower, Inc. He spends nearly full-time at Bass Financial Strategies, about half his time as an advisory rep, and minimal time on the other activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Bass Financial Strategies, INC.
Grove Point Investments, LLCBroker
Ifg Network Securities, INC.Broker
Buckhead Financial CorporationBroker
Mariner Financial Services, INC.Broker
Berachah Securities CorporationBroker
Investech Capital CorporationBroker
Planvest Capital CorporationBroker
Pilot Financial Services, INC.Broker
Connecticut Mutual Financial Services, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.