Joseph Esposito
Joseph Esposito is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Clarks Summit, PA, with 47 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Abingon Executive Park, Clarks Summit, PA, 18411
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2017Criminal
April 2002Customer Dispute
October 1998Other Business Activities
Joseph holds a political office with Exeter Borough Council since 2016 and is a general partner of hjfs wolfe llc. He also serves as a board member and committee member for Luzerne County Community College since 2022, which is investment-related.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.