DM
DM

Dwayne Michael

47 Years of Experience
Fresno, CA
Broker

Dwayne Michael is a registered investment advisor at Wells Fargo Advisors, based in Fresno, CA, with 47 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8080 N Palm Ave, Ste 106, Fresno, CA, 93711

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dwayne owns 100% of DM Wealth Management, Inc. and 16.67% of Encore Investment Consultants, LLC, both investment-related. He dedicates a full-time commitment to each of these ventures.

Employment History
Current Registrations
Wells Fargo Advisors
August 2016 - Present · 9 yrs 9 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - August 2016 · 7 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2016 · 7 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 1999 - April 2007 · 8 yrs 1 mo
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Dean Witter Reynolds INC.Broker
January 1979 - December 1998 · 19 yrs 11 mos
State Registrations14 states
AZCAFLIAIDMDNVNYORSCSDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dwayne Michael - Financial Advisor | TrueAdvisor