Stanton Schwartz is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
370 W Camino Gardens Ste 101, Boca Raton, FL, 33432
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stanton operates Compass Financial Group and Private Wealth as DBAs for his LPL business. He dedicates about half his time to Compass Financial Group and a full-time commitment to Private Wealth.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Private Wealth
Edward Jones
Edward JonesBroker
Mutual Service CorporationBroker
Afs Brokerage, INC.Broker
Newbridge Securities CorporationBroker
Northstar Securities, INC.Broker
Jwgenesis Financial Services, INC.Broker
Sigma Financial CorporationBroker
First Titan Financial CORP.Broker
Biltmore Securities, INCBroker
Public Employees Equities Services CompanyBroker
Advest, INC.Broker
Southmark Financial Services, INC.Broker
Thomson Mckinnon Securities INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.