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Hal Marcus

Buss Capital Management, LLC
38 Years of Experience
Lake Forest, IL
2 Disclosures
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Hal Marcus is a registered investment advisor at Buss Capital Management, LLC, based in Lake Forest, IL, with 38 years of industry experience. Hal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 49 clients with $30M in assets under management.

Buss Capital Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
2 advisors
Number of Clients
49 clients
Average Client Portfolio
$604K average
Assets Under Management
$29.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $4.0M0.75%
$4M+0.60%

Discretionary accounts have a slightly lower schedule starting at 1.20% down to 0.50%. Covered call options strategy costs an additional 2.00% per year. Fees are not negotiable except for employees and family.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 E. Illinois Road, Suite 4, Lake Forest, IL, 60045-1971

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2016
Final
Employment Separation After Allegations
March 2015
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Buss Capital Management, LLC
April 2015 - Present · 11 yrs 6 mos
Previous Registrations
Buss Capital Management, LLC
April 2015 - April 2015 · 0 mos
Citigroup Global Markets INC.Broker
November 2013 - April 2015 · 1 yr 5 mos
Citigroup Global Markets INC.
November 2013 - April 2015 · 1 yr 5 mos
Morgan Stanley
June 2009 - November 2013 · 4 yrs 5 mos
Morgan StanleyBroker
June 2009 - November 2013 · 4 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - June 2009 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
May 2007 - June 2009 · 2 yrs 1 mo
Tioga Capital Management
October 1997 - December 2004 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1990 - September 1994 · 4 yrs 2 mos
Planned Investments INC.Broker
April 1987 - June 1988 · 1 yr 2 mos
Gaf Financial and Insurance ServicesBroker
November 1985 - December 1985 · 1 mo
Pacific Annuity Marketing Company Insurance ServicesBroker
September 1985 - November 1985 · 2 mos
Drexel Burnham Lambert IncorporatedBroker
May 1984 - October 1984 · 5 mos
L. F. Rothschild, Unterberg, TowbinBroker
January 1984 - May 1984 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1979 - February 1984 · 5 yrs
State Registrations1 state
IL
Advisor

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Exams
No exam information available for this advisor.
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