Hal Marcus
Hal Marcus is a registered investment advisor at Buss Capital Management, LLC, based in Lake Forest, IL, with 37 years of industry experience. Hal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 49 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $4.0M | 0.75% |
| $4M+ | 0.60% |
These fees are for non-discretionary accounts. Discretionary accounts have a slightly different fee schedule: Up to $500,000: 1.20%, Over $500,000 to $1,000,000: 0.90%, Over $1,000,000 to $1,500,000: 0.70%, Over $1,500,000 to $2,000,000: 0.60%, Over $2,000,000: 0.50%. Covered Call Options Strategy: 2.00%.
Fee Estimator
Location
250 E. Illinois Road, Suite 4, Lake Forest, IL, 60045-1971
Get directionsHistory
Regulatory History (2)
Regulatory
August 2016Employment Separation After Allegations
March 2015Employment History
Current Registrations
Buss Capital Management, LLC
Previous Registrations
Buss Capital Management, LLC
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Tioga Capital Management
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Planned Investments INC.Broker
Gaf Financial and Insurance ServicesBroker
Pacific Annuity Marketing Company Insurance ServicesBroker
Drexel Burnham Lambert IncorporatedBroker
L. F. Rothschild, Unterberg, TowbinBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.