Charles Clark is a CFP-designated registered investment advisor at Clark & Stuart INC, based in Portland, ME, with 46 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 180 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.70% |
Standard rate is 1% per year up to $1M and 0.7% for amounts over $1M. Family accounts are charged 0.7% and non-profit institutions are charged 0.5%. Maximum annual management fee is $25,000. Fees are negotiable, and the firm may exclude low-cost-basis securities or manage the fixed income portion for free if the equity portfolio exceeds $500,000.
Fee Estimator
Location
1945 CONGRESS STREET, Building A, Portland, ME, 04102
Get directionsHistory
Regulatory History (5)
Regulatory
December 2003Employment Separation After Allegations
November 2003Investigation
July 2003Civil
July 2003Customer Dispute
October 2000Employment History
Current Registrations
Clark & Stuart INC
Previous Registrations
Bangor Securities, INC.Broker
Investors Brokerage Services, INC.Broker
Travelers Equities Sales, INC.Broker
E. F. Hutton & Company INCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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