Stanley Brown is a registered investment advisor at LPL Financial LLC, based in Layton, UT, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Layton, UT
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 1993Customer Dispute
November 1992Customer Dispute
October 1992Customer Dispute
July 1991Other Business Activities
Stanley is the president of Brown Financial Services Inc., an entity for tax/investment purposes, since 2007. He also uses Brown Financial Services Inc. as a DBA for his LPL business and spends about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prudential-Bache Securities INC.Broker
E. F. Hutton & Company INCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.