Stanley Brown is a registered investment advisor at LPL Financial LLC, based in Layton, UT, with 45 years of industry experience. Stanley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Layton, UT
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 1993Customer Dispute
November 1992Customer Dispute
October 1992Customer Dispute
July 1991Other Business Activities
Stanley is the president of Brown Financial Services Inc., an entity for tax/investment purposes, since 2007. He also uses Brown Financial Services Inc. as a DBA for his LPL business and spends about 10-20% of his time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prudential-Bache Securities INC.Broker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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