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Deborah Baldini

Able Financial Group, LLC
47 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Deborah Baldini is a registered investment advisor at Able Financial Group, LLC, based in Scottsdale, AZ, with 47 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 624 clients with $730M in assets under management.

Able Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
624 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$732.9M

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)

ABLE Financial Group charges an annual fee based on a percentage of the value of your portfolio, billed quarterly in advance. The fee structure is tiered so that you pay a lower percentage as your portfolio grows:

  • First $750,000 — 1.50% per year
  • Next $750,000 to $1,500,000 — 1.25% per year
  • Next $1,500,001 to $5,000,000 — 1.10% per year
  • Next $5,000,001 to $15,000,000 — 1.00% per year
  • Amounts over $15,001 — Negotiable

The firm generally requires a minimum account balance of $500,000 for comprehensive portfolio management.

View Full SEC Brochure

Location

8737 E. Via De Commercio, Suite 100, Scottsdale, AZ, 85258

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History

Regulatory History (1)
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Customer Dispute
July 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Deborah works as an Investment Adviser Representative for ABLE Financial Group and as a Registered Representative for Private Client Services, each taking about half of her time. She also owns rental real estate, manages her daughter's social security benefits as a representative payee, and is a trustee for her daughter's special needs trust, all requiring minimal time.

Employment History
Current Registrations
Able Financial Group, LLC
April 2024 - Present · 2 yrs 6 mos
Private Client Services, LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
August 2013 - April 2024 · 10 yrs 8 mos
Raymond James Financial Services, INC.Broker
August 2013 - April 2024 · 10 yrs 8 mos
Raymond James & Associates, INC.
August 2010 - August 2013 · 3 yrs
Raymond James & Associates, INC.Broker
February 2008 - August 2013 · 5 yrs 6 mos
RBC Capital Markets CorporationBroker
March 2002 - March 2008 · 6 yrs
RBC Capital Markets Corporation
March 2002 - March 2008 · 6 yrs
Sutro & CO. IncorporatedBroker
February 1999 - March 2002 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
July 1979 - February 1999 · 19 yrs 7 mos
The Lincoln National Life Insurance CompanyBroker
February 1979 - June 1979 · 4 mos
State Registrations7 states
AZCACTFLGAOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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