John Barnes
John Barnes is a registered investment advisor at Wilmington Capital Securities, LLC, based in Naples, FL, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 192 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wilmington Capital Securities charges an annual management fee based on the value of your portfolio. This fee ranges from 0.5% to 2.0% and is negotiable. The fee is paid in advance, either monthly or quarterly, and is automatically deducted from your account by the custodian. If you terminate the service, you'll receive a pro-rated refund of any unearned fees.
Location
Naples, FL
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Regulatory History (2)
Regulatory
September 2022Employment Separation After Allegations
April 2019Employment History
Current Registrations
Wilmington Capital Securities, LLC
Wilmington Capital Securities, LLC
Wilmington Capital Securities, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Tucker Anthony IncorporatedBroker
Gabriele, Hueglin & Cashman INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.