Kenneth Cerruto
Kenneth Cerruto is a registered investment advisor at RBC Capital Markets, LLC, based in Fort Lauderdale, FL, with 47 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
500 East Broward Blvd, Suite 2200, Fort Lauderdale, FL, 33394-3000
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2010Customer Dispute
April 2005Customer Dispute
November 2000Regulatory
May 1997Other Business Activities
Kenneth is on the board of directors for the Florida Securities Dealers Association, dedicating minimal time. He also owns personal income properties and is a director for a non-profit foundation, Full Court Press on ALS, spending minimal time on each.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Josephthal & CO., INC.Broker
F.N. Wolf & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.