Thomas Ealy
Thomas Ealy is a registered investment advisor at Cetera Investment Advisers LLC, based in Mahomet, IL, with 44 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2707 Cr 350 East, Mahomet, IL, 61853
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Regulatory History (6)
Customer Dispute
November 2024Customer Dispute
December 2015Customer Dispute
October 2015Customer Dispute
October 2014Customer Dispute
October 1993Customer Dispute
June 1991Other Business ActivitiesSells Insurance
Thomas sells fixed insurance products, including life, health, annuities, and long-term care, as an insurance agent. He is also the owner and a registered representative of Carleton Financial Inc., and a registered representative for Central Illinois Group DBA Lifewise Wealth Advisors, dedicating about 10-20% of his time and about a quarter of his time, respectively, to these roles.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Ipi Wealth Management, INC.
Investment Planners, INC.Broker
Fsc Securities CorporationBroker
Cozad Investment Services, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.