Mark Walsvick
Mark Walsvick is a registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1400 N. Dutton Ave Suite 3, Santa Rosa, CA, 95401-0000
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2000Other Business Activities
Mark owns multiple rental properties, including single-family homes and an office building, dedicating minimal time to these activities. He also operates Walsvick Financial & Tax Services, providing basic tax preparation services, which takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Associated Planners Investment Advisory INC
Walsvick Financial & Tax Services, LLC
Associated Securities CORP.
Associated Securities CORP.Broker
Legacy Advisory Services, INC.
Legacy Financial Services, INC.Broker
Oak Tree Securities, INC.Broker
Consolidated Investment Services, INC.Broker
Planned Investments INC.Broker
Financial Planners Equity CorporationBroker
Protected Investors of AmericaBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.