Richard Walters
Richard Walters is a CFP-designated registered investment advisor at Comprehensive Financial Planning, INC., based in East Petersburg, PA, with 35 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 578 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.60% |
| $10.0M - $50.0M | 0.40% |
| $50M+ | 0.20% |
Cash and cash equivalents portion of portfolio is charged 0.26%. For clients with over 500 employees and assets exceeding $50,000,000, a flat fee between $155 and $200 per participant may be considered.
Fee Estimator
Location
5995 Lemon Street, East Petersburg, PA, 17520
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 1993Other Business ActivitiesSells Insurance
Richard is the owner of Comprehensive Benefit Marketing Services, Inc. since 1977, spending about a quarter of his time selling employee benefits such as group life, disability, and dental insurance, as well as life insurance and disability insurance.
Employment History
Current Registrations
Comprehensive Financial Planning, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.