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CFP
KB
CFP

Kathleen Beasley

Ameriprise Financial Services, LLC
47 Years of Experience
Duluth, MN
1 DisclosureBroker
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Kathleen Beasley is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Duluth, MN, with 47 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

227 W 1st St, Ste 900, Duluth, MN, 55802

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kathleen owns a multi-family real estate property in Dillon, Colorado since 2019. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2013 - Present · 12 yrs 11 mos
Ameriprise Financial Services, LLCBroker
April 1979 - Present · 47 yrs 6 mos
Ameriprise Financial Services, LLC
April 1979 - Present · 47 yrs 6 mos
Previous Registrations
Ids Life Insurance CompanyBroker
April 1979 - July 2006 · 27 yrs 3 mos
Ids Financial Services INC.Broker
April 1979 - December 1986 · 7 yrs 8 mos
State Registrations10 states
CACOCTFLILMDMNMOSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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