Herbert Lewis is a registered investment advisor at Tradition Wealth Management LLC, based in Woodbury, MN, with 46 years of industry experience. Herbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,162 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K+ | 1.50% |
Fees are negotiable and may vary by advisor.
Fee Estimator
Location
7616 Currell Boulevard, Suit 110, Woodbury, MN, 55125
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Herbert is associated with Tradition Wealth Management LLC as a Registered Investment Advisor (RIA). This activity requires about 10-20% of his time, including time during trading hours.
Employment History
Current Registrations
Tradition Wealth Management LLC
Previous Registrations
Private Client Services, LLCBroker
Concourse Financial Group Securities, INC.Broker
Regulus Advisors, LLCBroker
Regal Investment Advisors LLC
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Hartford Securities Distribution Company, INC.Broker
Sagepoint Financial, INC.Broker
Benefitscorp Equities, INC.Broker
Aetna Investment Services, INC.Broker
Sunamerica Securities, INC.Broker
The Great-West Life Assurance CompanyBroker
Southmark Financial Services, INC.Broker
Integrated Resources Equity CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
St. Paul Investors, INC.Broker
Travelers Equities Sales, INC.Broker
The Great-West Life Assurance CompanyBroker
Hartford Equity Sales Company INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.