RN
CFP
RN
CFP
Robert Nixon is a CFP-designated registered investment advisor, based in Lincoln, NE, with 46 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold.
Location
140 N. 8th Street, Suite 410, Lincoln, NE, 68508
Get directionsHistory
Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1996Final
Customer Dispute
September 1995Settled
Customer Dispute
March 1995Settled
Customer Dispute
December 1994Settled
Customer Dispute
November 1994Settled
Regulatory
September 1994Final
Customer Dispute
July 1994Settled
Customer Dispute
July 1994Settled
Customer Dispute
April 1994Settled
Customer Dispute
March 1994Settled
Employment Separation After Allegations
January 1994Other Business ActivitiesSells Insurance
Robert operates Capital Consulting & Asset Management, Inc. providing RIA advisory services. He is also an independent representative with various insurance carriers for fixed business and a notary public.
Employment History
Current Registrations
Kovack Securities INC.Broker
March 2026 - Present · 7 mos
Kovack Securities INC.
March 2026 - Present · 7 mos
Capital Consulting & Asset Management
January 2000 - Present · 26 yrs 9 mos
Previous Registrations
Geneos Wealth Management, INC.
August 2021 - August 2021 · 0 mos
Geneos Wealth Management, INC.Broker
April 2009 - December 2025 · 16 yrs 8 mos
Cambridge Investment Research, INC.Broker
August 1997 - April 2009 · 11 yrs 8 mos
Chase Manhattan Investment Services, INC.Broker
April 1994 - July 1996 · 2 yrs 3 mos
Smith Barney Shearson INC.Broker
July 1993 - February 1994 · 7 mos
Lehman Brothers INC.Broker
September 1982 - July 1993 · 10 yrs 10 mos
Dain, Bosworth IncorporatedBroker
May 1979 - October 1982 · 3 yrs 5 mos
State Registrations7 states
AZCACOMNNETXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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