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Dennis Rowland

46 Years of Experience
Edina, MN
Broker

Dennis Rowland is a registered investment advisor at Ameriprise Financial Services, LLC, based in Edina, MN, with 46 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7601 France Ave S, Ste 300, Edina, MN, 55435-5999

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis sells his private sports card collection on eBay since 2015. This activity requires minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2015 - Present · 10 yrs 8 mos
Ameriprise Financial Services, LLC
September 2015 - Present · 10 yrs 8 mos
Ameriprise Financial Services, LLC
September 2015 - Present · 10 yrs 8 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
January 2014 - October 2015 · 1 yr 9 mos
Robert W. Baird & CO. IncorporatedBroker
January 2010 - October 2015 · 5 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2010 · 8 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
June 1987 - April 1988 · 10 mos
Dain, Bosworth IncorporatedBroker
May 1979 - June 1987 · 8 yrs 1 mo
State Registrations21 states
AZCACOCTFLGAILMNMTNCNENVNYOHOKSCTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.