Charles Cunningham is a ChFC-designated registered investment advisor, based in Raleigh, NC, with 46 years of industry experience.
Location
112 N Person St, Raleigh, NC, 27601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles operates under the DBA Cunningham Financial for his LPL business and is an IAR with Kas-Kestra Advisory Services LLC, spending about two-thirds of his time there. He also acts as an agent for a group life and health insurance trust, owns rental real estate, and maintains brokerage accounts for clients.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
The Mutual Life Insurance Company of New YorkBroker
State Registrations22 states
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