Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,583 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.7B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50K1.50%
$50K - $500K1.00%
$500K - $1.0M0.75%
$1M+0.75%

Fees negotiable for accounts over $1,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9721 Cogdill Road, Suite 101, Knoxville, TN, 37932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Patriot Investment Management Group INC
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
May 2015 - September 2020 · 5 yrs 4 mos
Cambridge Investment Research Advisors, INC.
May 2015 - September 2020 · 5 yrs 4 mos
LPL Financial LLCBroker
November 2007 - May 2015 · 7 yrs 6 mos
LPL Financial LLC
November 2007 - May 2015 · 7 yrs 6 mos
First Tennessee Brokerage, INC.Broker
March 2004 - November 2007 · 3 yrs 8 mos
Ftb Advisors, INC.
March 2004 - November 2007 · 3 yrs 8 mos
Linsco/private Ledger CORP.
November 1998 - March 2004 · 5 yrs 4 mos
Linsco/private Ledger CORP.Broker
March 1992 - March 2004 · 12 yrs
New England SecuritiesBroker
July 1989 - October 1994 · 5 yrs 3 mos
Linsco/private Ledger CORP.Broker
April 1989 - August 1990 · 1 yr 4 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
June 1986 - May 1989 · 2 yrs 11 mos
Thomson Mckinnon Securities INC.Broker
January 1981 - June 1986 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1979 - March 1981 · 1 yr 10 mos
State Registrations1 state
TN
Advisor
Exams
No exam information available for this advisor.