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WJ
CFP
WJ
CFP

W Jones

Cambridge Investment Research Advisors, INC.
39 Years of Experience
Seneca, SC
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

W Jones is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Seneca, SC, with 39 years of industry experience. W is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

107 Ram Cat Alley, Seneca, SC, 29678

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Settled
Customer Dispute
June 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

W. is an advisory representative of a registered investment advisor, spends about half their time as a financial professional, and is an owner/partner of an LLC. W. also works as an independent insurance agent for various companies, is a co-owner of FWM Holdings LLC, and a managing partner of Jones Family Real Estate LLC.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2018 - Present · 8 yrs 9 mos
Cambridge Investment Research, INC.Broker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Advantage Investment Management, LLC
May 2013 - January 2018 · 4 yrs 8 mos
LPL Financial LLCBroker
May 2013 - December 2017 · 4 yrs 7 mos
Securities America Advisors, INC.
February 2008 - May 2013 · 5 yrs 3 mos
Securities America, INC.Broker
February 2008 - May 2013 · 5 yrs 3 mos
Jones Investments
January 2007 - February 2008 · 1 yr 1 mo
Royal Alliance Associates, INC.Broker
August 1993 - February 2008 · 14 yrs 6 mos
Nylife Securities INC.Broker
August 1993 - August 1993 · 0 mos
Nylife Securities INC.Broker
July 1987 - July 1993 · 6 yrs
Eagle Capital CorporationBroker
April 1987 - June 1987 · 2 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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