MG
CFP
MG
CFP

Michael Genovese

46 Years of Experience
Sacramento, CA
Broker

Michael Genovese is a CFP-designated registered investment advisor, based in Sacramento, CA, with 46 years of industry experience.

Location

740 University Avenue, Sacramento, CA, 95825

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael volunteers on the board of the Crocker Art Museum Association and Foundation and Mercy Foundation, and is a managing member of Poor Reds, LLC (a bar and restaurant). He also owns and manages commercial real estate properties.

Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
April 2021 - Present · 5 yrs 3 mos
Captrust
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Royal Alliance Associates, INC.
September 2012 - June 2017 · 4 yrs 9 mos
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
December 2007 - March 2021 · 13 yrs 3 mos
Royal Alliance Associates, INC.
July 1997 - September 2010 · 13 yrs 2 mos
Royal Alliance Associates, INC.Broker
November 1989 - April 2021 · 31 yrs 5 mos
Integrated Resources Equity CorporationBroker
August 1981 - November 1989 · 8 yrs 3 mos
Equitec Securities CompanyBroker
June 1979 - August 1981 · 2 yrs 2 mos
State Registrations40 states
AKAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMEMIMNMSNCNENJNMNVNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Genovese - Financial Advisor | TrueAdvisor