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Michael Daugherty

Ameriprise Financial Services, LLC
47 Years of Experience
Canton, OH
2 DisclosuresBroker
View SEC Summary
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Michael Daugherty is a registered investment advisor at Ameriprise Financial Services, LLC, based in Canton, OH, with 47 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4383 Executive Cir Nw, Canton, OH, 44718

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008
Denied
Customer Dispute
May 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael owns commercial real estate and a mortgage since 2019. He spends minimal time on these investment-related activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1999 - Present · 27 yrs 1 mo
Ameriprise Financial Services, LLC
June 1979 - Present · 47 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 1979 - Present · 47 yrs 4 mos
Previous Registrations
Ids Life Insurance CompanyBroker
June 1979 - July 2006 · 27 yrs 1 mo
Ids Financial Services INC.Broker
June 1979 - December 1986 · 7 yrs 6 mos
State Registrations18 states
CACOFLGAILINMAMDMEMINCNYOHPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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