DC
DC

Dennis Cavender

46 Years of Experience
West Point, GA
1 DisclosureBroker

Dennis Cavender is a registered investment advisor at Morgan Stanley, based in West Point, GA, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

West Point, GA

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History

Regulatory History (1)
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Customer Dispute
October 1998
Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
The Robinson-Humphrey Company, LLCBroker
May 1990 - January 2002 · 11 yrs 8 mos
Prudential-Bache Securities INC.Broker
September 1989 - May 1990 · 8 mos
Thomson Mckinnon Securities INC.Broker
December 1979 - September 1989 · 9 yrs 9 mos
J.C. Bradford & CO.Broker
June 1979 - January 1980 · 7 mos
State Registrations51 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.