FJ
FJ
Frank Johnston is a registered investment advisor at Morgan Stanley, based in Eugene, OR, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
975 Oak Street Suite 300, Eugene, OR, 97401
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Regulatory History (3)
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Customer Dispute
June 2002Settled
Customer Dispute
January 2001Closed-No Action
Customer Dispute
June 2000Settled
Other Business Activities
Frank is a high school tennis coach for Eugene School District 4J since 2016. This non-investment related activity takes up about a quarter of his time after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
February 2023 - Present · 3 yrs 3 mos
Morgan Stanley
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
RBC Capital Markets, LLCBroker
December 2008 - March 2023 · 14 yrs 3 mos
RBC Capital Markets, LLC
December 2008 - March 2023 · 14 yrs 3 mos
Citigroup Global Markets INC.
April 2003 - December 2008 · 5 yrs 8 mos
Citigroup Global Markets INC.Broker
July 1993 - December 2008 · 15 yrs 5 mos
Lehman Brothers INC.Broker
April 1984 - July 1993 · 9 yrs 3 mos
Foster & Marshall/american Express INC.Broker
January 1983 - April 1984 · 1 yr 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
June 1979 - January 1983 · 3 yrs 7 mos
State Registrations20 states
AKALAZCACODEFLIDMIMNNCNYOHORTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.