Douglas Osborn
Douglas Osborn is a registered investment advisor at Ameriprise Financial Services, LLC, based in Novi, MI, with 44 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
43155 Main St Ste 2200A, Novi, MI, 48375
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2015Regulatory
February 2014Regulatory
July 1999Employment Separation After Allegations
May 1999Regulatory
May 1999Criminal
July 1998Other Business Activities
Douglas owns a business used for the lease of office space since 2019, dedicating minimal time. He also serves on the finance committee for St. Joseph Catholic Parish, spending minimal time approving expenditures.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLCBroker
L.M. Kohn & Company
L.M. Kohn & CompanyBroker
Leonard and Company
Leonard & CompanyBroker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
Prudential-Bache Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.