Daniel Nolan
Daniel Nolan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
75 Rockefeller Plz, New York, NY, 10019
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Regulatory History (4)
Customer Dispute
October 2009Customer Dispute
August 2009Customer Dispute
June 2009Customer Dispute
July 2008Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Citigroup Global Markets INC.Broker
J.P. Morgan Securities INC.Broker
Hambrecht & Quist LLCBroker
Citicorp Securities, INC.Broker
Chase Securities INC.Broker
Chase Securities, INC.Broker
Lehman Government Securities INC.Broker
Lehman Special Securities INC.Broker
Lehman Brothers International Securities, INC.Broker
Lehman Brothers Kuhn Loeb IncorporatedBroker
Lehman Brothers INC.Broker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.