KM
CFP
KM
CFP

Kathleen Anne Muldoon

46 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
6151 advisors
Number of Clients
481,566 clients
Average Client Portfolio
$716K average
Assets Under Management
$344.9B

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2.0M - $5.0M1.75%
$5.0M - $10.0M1.50%
$10M+1.25%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

12222 Merit Dr., Ste. 1800, Dallas, TX, 75251

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History

Regulatory History (1)
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Customer Dispute
January 2022
Denied
Other Business ActivitiesSells Insurance

Kathleen is involved with several non-profit organizations, primarily serving on finance and investment committees. She also works as an agent for Insurance Designers and UNUM, focusing on term insurance renewals.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 1 mo
Carter Advisory Services, INC
July 1995 - Present · 30 yrs 7 mos
Raymond James Financial Services, INC.
July 1993 - Present · 32 yrs 7 mos
Raymond James Financial Services, INC.Broker
July 1993 - Present · 32 yrs 7 mos
Previous Registrations
Raymond James Financial Services
October 2005 - January 2009 · 3 yrs 3 mos
Keogler, Morgan & Company, INC.Broker
August 1985 - July 1993 · 7 yrs 11 mos
Fsc Securities CorporationBroker
September 1979 - August 1985 · 5 yrs 11 mos
Preferential Brokerage INC.Broker
June 1979 - November 1979 · 5 mos
State Registrations16 states
ARAZCACOCTFLKSMDMENCNMOHORTXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.