John Unice
John Unice is a CFP-designated registered investment advisor at Keeler Thomas Management LLC, based in Orem, UT, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 132 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.65% |
| $500K - $1.0M | 1.38% |
| $1.0M - $2.0M | 1.10% |
| $2.0M - $5.0M | 0.94% |
| $5M+ | 0.94% |
Fees for assets over $5 million are negotiable. Fees may be charged in advance or in arrears based on the average daily balance or balance at the end of the billing period.
Fee Estimator
Location
1327 S 800 E, Suite 100, Orem, UT, 84097
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is the owner of Keeler-Thomas, Inc., where he is chairman of the investment committee and involved in the analysis and sales of life and disability insurance policies, taking about 10-20% of his time. He also has ownership stakes in White Claw, LLC, JJR, LLC, Jack's Wisdom, LLC, and Keeler Thomas Management, LLC, and serves on the advisory board for Utah Valley University and Thunder Biotech.
Employment History
Current Registrations
Keeler Thomas Management LLC
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Anchor National Financial Services, INC.Broker
Interfinancial Securities, INC.Broker
Warner Beck IncorporatedBroker
North American Management, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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