JU
CFP
JU
CFP

John Leonard Unice

46 Years of Experience
May Earn CommissionSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingTax PlanningEstate Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
295 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$379.3M

Fee Structure

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Location

1327 S 800 E, Suite 100, Orem, UT, 84097

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is the owner of Keeler-Thomas, Inc., where he is chairman of the investment committee and involved in the analysis and sales of life and disability insurance policies, taking about 10-20% of his time. He also has ownership stakes in White Claw, LLC, JJR, LLC, Jack's Wisdom, LLC, and Keeler Thomas Management, LLC, and serves on the advisory board for Utah Valley University and Thunder Biotech.

Employment History
Current Registrations
Keeler Thomas Management LLC
February 2005 - Present · 21 yrs
Previous Registrations
Osaic Wealth, INC.Broker
September 2023 - January 2025 · 1 yr 4 mos
Sagepoint Financial, INC.Broker
October 2005 - September 2023 · 17 yrs 11 mos
Sunamerica Securities, INC.Broker
May 1992 - October 2005 · 13 yrs 5 mos
Anchor National Financial Services, INC.Broker
October 1988 - May 1992 · 3 yrs 7 mos
Interfinancial Securities, INC.Broker
November 1984 - January 1985 · 2 mos
Warner Beck IncorporatedBroker
November 1982 - October 1988 · 5 yrs 11 mos
North American Management, INC.Broker
July 1979 - December 1982 · 3 yrs 5 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.
John Leonard Unice - Financial Advisor | TrueAdvisor