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Edward Registrato

46 Years of Experience
1 DisclosureBrokerSells Insurance

Edward Registrato is a registered investment advisor, based in Beavercreek, OH, with 46 years of industry experience.

Location

50 Chestnut Street, Suite A-400, Beavercreek, OH, 45440

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Settled
Other Business ActivitiesSells Insurance

Edward is a referral agent for Coldwell Banker, an insurance agent for AMNET SEC Company, and involved in trust coordination and administration for AMNET FSC. These activities take minimal time, with trust coordination taking about 10-20% of his time.

Employment History
Current Registrations
Westminster Financial Securities, INC.Broker
June 2015 - Present · 10 yrs 10 mos
Westminster Financial Advisory CORP
September 2007 - Present · 18 yrs 7 mos
Previous Registrations
American Network Securities CORP.Broker
August 1983 - October 2015 · 32 yrs 2 mos
Wzw Financial Services, INC.Broker
July 1983 - August 1983 · 1 mo
Cornerstone Financial Services, INC.Broker
May 1981 - July 1983 · 2 yrs 2 mos
Travelers Equities Sales, INC.Broker
July 1979 - June 1981 · 1 yr 11 mos
State Registrations35 states
ARAZCACOCTDEFLGAIAILKSKYMAMDMIMNMOMSNCNDNJNMNVNYOHORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Registrato - Financial Advisor | TrueAdvisor