Perry Waring
Perry Waring is a registered investment advisor at LPL Financial LLC, based in Charleston, SC, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1847 Ashley River Road, Suite 100, Charleston, SC, 29407
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Regulatory History (1)
Customer Dispute
September 2014Other Business ActivitiesSells Insurance
Perry is involved in several outside business activities, including church and city council roles, real estate ownership, and bank board membership. He also sells life, accident, and health insurance products and dedicates full-time hours to Charlestowne Associates, an investment-related business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Ppi Employee Benefits CorporationBroker
Cadaret, Grant & CO., INC.Broker
Independent Financial Planners CorporationBroker
Ids Marketing CorporationBroker
Ids Life Insurance CompanyBroker
Investors Diversified Services, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.