John Grace
John Grace is a registered investment advisor at LPL Financial LLC, based in Westlake Village, CA, with 46 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2945 Townsgate Rd, Suite 200, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (3)
Judgment / Lien
October 2025Judgment / Lien
February 2018Customer Dispute
May 2010Other Business ActivitiesSells Insurance
John operates Investor's Advantage as a DBA for his LPL business and sells non-variable insurance products including life, fixed products, and long-term care, dedicating about 10-20% of his time to insurance sales. He is also an author and host of a fitness radio show, spending minimal time on the radio show.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
National Planning CorporationBroker
Financial Network Investment CorporationBroker
Fsc Securities CorporationBroker
Independent Financial Planners CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.