Richard Raff
Richard Raff is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Bedford, NH, with 46 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Bedford, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard sells life insurance and annuities. He also owns Rally Management Group, an entity used for office expenses, and works as a public notary, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Sunamerica Securities, INC.Broker
Anchor National Financial Services, INC.Broker
E. F. Hutton & Company INCBroker
Pennysylvania Securities CompanyBroker
State Registrations14 states
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