Gordon Nearing
Gordon Nearing is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Stuart, FL, with 46 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
789 SW Federal Hwy, Ste 102, Stuart, FL, 34994
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Regulatory History (1)
Customer Dispute
November 1998Other Business Activities
Gordon has power of attorney over his mother's financial affairs, dedicating a few hours per week to this. He also serves on the board for Eckankar church, spending minimal time annually.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Legg Mason Wood Walker, IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Prudential Securities IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.