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Richard Yust

46 Years of Experience
St. Louis, MO
Broker

Richard Yust is a registered investment advisor at Equitable Advisors, LLC, based in St. Louis, MO, with 46 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4570 advisors
Number of Clients
69,432 clients
Average Client Portfolio
$548K average
Assets Under Management
$38.0B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

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Location

St. Louis, MO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Equitable Advisors, LLCBroker
February 2018 - Present · 8 yrs 5 mos
Equitable Advisors, LLC
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - February 2018 · 11 mos
MML Investors Services, LLC
March 2017 - February 2018 · 11 mos
Msi Financial Services, INC.
February 2017 - March 2017 · 1 mo
New England SecuritiesBroker
February 2013 - January 2015 · 1 yr 11 mos
Msi Financial Services, INC.
February 2010 - December 2016 · 6 yrs 10 mos
Msi Financial Services, INC.Broker
January 2010 - March 2017 · 7 yrs 2 mos
Uvest Financial Services Group, INC.Broker
July 2009 - December 2009 · 5 mos
Uvest Financial Services Group, INC.
July 2009 - December 2009 · 5 mos
AXA Advisors, LLCBroker
October 2002 - May 2009 · 6 yrs 7 mos
AXA Advisors, LLC
October 2002 - May 2009 · 6 yrs 7 mos
AXA Advisors, LLC
February 2000 - October 2002 · 2 yrs 8 mos
AXA Advisors, LLCBroker
October 1980 - October 2002 · 22 yrs
The Equitable Life Assurance Society of the United StatesBroker
August 1979 - January 2000 · 20 yrs 5 mos
State Registrations7 states
CAILKSMNMOORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Yust - Financial Advisor | TrueAdvisor