Cynthia Schwert
Cynthia Schwert is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Windom, MN, with 47 years of industry experience. Cynthia is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Windom, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cynthia is a fixed insurance agent and owner of Strategic Financial Services, a DBA for financial services, since 2000, dedicating full-time hours to this. She also works as a class instructor teaching Savvy Social Security for Boomers, with varying hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
United Capital Financial Advisers, INC.
Cetera Advisors LLC
Cs Financial
Vestax Securities Corporation
Vestax Securities CorporationBroker
Concord Brokerage Services, INC.Broker
Royal Alliance Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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