Philip Peterson is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 California Street 23rd Floor, San Francisco, CA, 94111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2010 - Present · 16 yrs 2 mos
Morgan Stanley
January 2010 - Present · 16 yrs 4 mos
Morgan StanleyBroker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Wachovia Securities, LLCBroker
July 2008 - January 2009 · 6 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - October 2007 · 6 mos
Morgan Stanley Dw INC.Broker
March 2001 - April 2007 · 6 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
September 1988 - February 1991 · 2 yrs 5 mos
Richards InvestmentsBroker
August 1983 - September 1988 · 5 yrs 1 mo
Dean Witter Reynolds INC.Broker
May 1981 - September 1982 · 1 yr 4 mos
E. F. Hutton & Company INCBroker
August 1979 - June 1981 · 1 yr 10 mos
State Registrations26 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.