Stephen Rigali is a registered investment advisor, based in Los Angeles, CA, with 46 years of industry experience.
Location
2000 Avenue of the Stars, Suite 1110, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is a board member of Tarantula Hill Brewing Company since 2018, dedicating minimal time to monthly calls. This business is not investment-related.
Employment History
Current Registrations
Vp Distributors LLCBroker
December 2005 - Present · 20 yrs 9 mos
Kayne Anderson Rudnick Investment Management, LLC
September 2003 - Present · 23 yrs
Previous Registrations
Ka Associates, INC.Broker
June 2005 - September 2005 · 3 mos
Phoenix Equity Planning CorporationBroker
June 2002 - June 2005 · 3 yrs
Ka Associates, INC.Broker
November 1993 - July 2002 · 8 yrs 8 mos
Kayne, Anderson & CO., INC.Broker
July 1991 - November 1994 · 3 yrs 4 mos
Lehman Brothers INC.Broker
May 1988 - July 1991 · 3 yrs 2 mos
E. F. Hutton & Company INCBroker
August 1979 - May 1988 · 8 yrs 9 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.