MA
CFP
MA
CFP

Michael Atherton

46 Years of Experience
Edina, MN
2 DisclosuresBroker

Michael Atherton is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Edina, MN, with 46 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

7601 France Ave S, Ste 300, Edina, MN, 55435-5999

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2009
Denied
Customer Dispute
November 2008
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Advisor Services, INC.
February 2009 - October 2009 · 8 mos
Ameriprise Advisor Services, INC.Broker
November 2007 - October 2009 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
August 1980 - November 2007 · 27 yrs 3 mos
Parker-Marquardt Securities, INCBroker
August 1979 - August 1980 · 1 yr
State Registrations11 states
AZCACOHIMNNCNVNYOHSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.