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Mark Richard Baran

Mcdermott Investment Advisors, LLC
37 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Mcdermott Investment Advisors, LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
709 clients
Average Client Portfolio
$298K average
Assets Under Management
$211.0M

Fee Structure

Minimum Investment:$100K

Location

780 Fifth Avenue South, Suite 200, Naples, FL, 34102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mark is a registered representative of McDermott Investment Services, LLC. He also operates NL1031 as a DBA to market his services for 1031 Exchanges and Opportunity Zone Funds.

Employment History
Current Registrations
Mcdermott Investment Advisors, LLC
January 2020 - Present · 6 yrs 1 mo
Mcdermott Investment Services, LLC
June 2019 - Present · 6 yrs 8 mos
Mcdermott Investment Services, LLCBroker
June 2019 - Present · 6 yrs 8 mos
Previous Registrations
Woodbury Financial Services, INC.Broker
December 2018 - June 2019 · 6 mos
Silber Bennett Financial, INC.Broker
March 2018 - March 2019 · 1 yr
Third Seven Capital LLCBroker
January 2017 - March 2018 · 1 yr 2 mos
Edi Financial, INC.Broker
June 2013 - December 2016 · 3 yrs 6 mos
Allied Beacon Partners, INC.Broker
February 2011 - May 2013 · 2 yrs 3 mos
American Beacon Partners, INC.Broker
November 2009 - February 2011 · 1 yr 3 mos
Andrews Securities, LLCBroker
January 2009 - October 2009 · 9 mos
Andrew Garrett INC.Broker
October 2008 - November 2008 · 1 mo
Andrew Garrett, INC.
October 2008 - November 2008 · 1 mo
Neuberger Berman, LLC
November 2005 - August 2007 · 1 yr 9 mos
Neuberger Berman, LLCBroker
November 2005 - August 2007 · 1 yr 9 mos
Watson Securities CORPBroker
August 2003 - March 2004 · 7 mos
Spencer Trask Ventures, INC.Broker
June 1999 - August 2001 · 2 yrs 2 mos
Pilgrim Securities, INC.Broker
February 1999 - February 1999 · 0 mos
Nicholas-Applegate Securities (a California Limited Partnership)Broker
September 1996 - January 1999 · 2 yrs 4 mos
MML Distributors, LLCBroker
March 1996 - September 1996 · 6 mos
MML Investors Services, INC.Broker
March 1996 - September 1996 · 6 mos
G. R. Phelps & CO., INC.Broker
May 1995 - March 1996 · 10 mos
John Hancock Funds, INC.Broker
January 1995 - May 1995 · 4 mos
Transamerica Fund Distributors, INC.Broker
May 1994 - January 1995 · 8 mos
State Street Research Investment Services, INC.Broker
September 1992 - January 1994 · 1 yr 4 mos
Boston Capital Services,inc.Broker
December 1989 - January 1991 · 1 yr 1 mo
Kemper Financial Services, INC.Broker
October 1987 - October 1989 · 2 yrs
Continental Equities Corporation of AmericaBroker
March 1987 - July 1987 · 4 mos
Jmb Securities CorporationBroker
January 1985 - December 1986 · 1 yr 11 mos
Integrated Resources Equity CorporationBroker
July 1982 - March 1984 · 1 yr 8 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1979 - June 1982 · 2 yrs 10 mos
State Registrations8 states
CACTFLMANCNJNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.