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Kimberly Fleming

Robert W. Baird & CO. Incorporated
47 Years of Experience
Pittsburgh, PA
Broker
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Kimberly Fleming is a CFA-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Pittsburgh, PA, with 47 years of industry experience. Kimberly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

2545 Railroad St, Ste 100, Pittsburgh, PA, 15222

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kimberly is a board member of the Buhl Foundation and Dollar Bank. These roles require minimal time and have varying degrees of investment-related responsibilities.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2022 - Present · 4 yrs
Robert W. Baird & CO. Incorporated
October 2022 - Present · 4 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2022 - Present · 4 yrs
Previous Registrations
Hefren-Tillotson, INC.
July 1997 - October 2022 · 25 yrs 3 mos
Hefren-Tillotson, INC.Broker
September 1979 - October 2022 · 43 yrs 1 mo
State Registrations47 states
AKARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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